| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | Morrisville, NC | 2021-02-18 | 2021-03-01 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | Morrisville, NC | 2020-03-13 | 2020-03-23 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | I | Morrisville, NC | 2020-01-16 | 2020-01-20 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | I | Morrisville, NC | 2020-01-15 | 2020-01-20 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | Morrisville, NC | 2019-11-19 | 2019-11-25 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | I | New York, NY | 2019-03-20 | 2019-09-10 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | New York, NY | 2019-03-20 | 2019-08-27 |
| Credit Suisse Services USA | Exempt Non-Officer | $95k | II | New York, NY | 2019-03-06 | 2019-08-27 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | New York, NY | 2019-02-27 | 2019-08-23 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | New York, NY | 2019-02-05 | 2019-07-30 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | New York, NY | 2018-05-31 | 2018-09-09 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | New York, NY | 2018-04-20 | 2018-07-20 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | New York, NY | 2017-12-08 | 2018-05-22 |
| Credit Suisse Services USA | Exempt Non-Officer | $95k | I | New York, NY | 2017-12-06 | 2018-01-01 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | I | New York, NY | 2017-02-17 | 2017-08-06 |
| Credit Suisse Services USA | Exempt Non-Officer | $95k | II | Research Triangle Park, NC | 2016-11-28 | 2017-01-01 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | I | New York, NY | 2016-10-24 | 2016-10-24 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | — | Research Triange Park, NC | 2016-07-15 | 2016-12-06 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | Morrisville, NC | 2019-08-05 | 2020-01-21 |
| Credit Suisse Securities USA | Exempt Non-Officer | $95k | II | Morrisville, NC | 2018-10-16 | 2018-12-17 |
| Credit Suisse Securities USA | Exempt Non-Officer | $94k | I | Morrisville, NC | 2022-05-19 | 2022-08-26 |
| Credit Suisse Services USA | Exempt Non-Officer | $93k | III | Research Triangle Park, NC | 2016-12-09 | 2017-01-01 |
| Credit Suisse Securities USA | Exempt Non-Officer | $93k | — | Research Triangle Park, NC | 2016-06-30 | 2016-10-21 |
| Credit Suisse Services USA | Exempt Non-Officer | $93k | II | Morrisville, NC | 2021-06-10 | 2021-06-21 |
| Credit Suisse Services USA | Exempt Non-Officer | $93k | — | Morrisville, NC | 2020-11-25 | 2020-12-07 |
| Credit Suisse Services USA | Exempt Non-Officer | $93k | II | Morrisville, NC | 2019-03-25 | 2019-09-14 |
| Credit Suisse Securities USA | Exempt Non-Officer | $93k | II | New York, NY | 2019-03-13 | 2019-08-29 |
| Credit Suisse Securities USA | Exempt Non-Officer | $93k | — | New York, NY | 2016-09-16 | 2016-12-06 |
| Credit Suisse Services USA | Exempt Non-Officer | $92k | II | Morrisville, NC | 2020-01-27 | 2020-06-19 |
| Credit Suisse Securities USA | Exempt Non-Officer | $92k | II | New York, NY | 2016-12-23 | 2017-06-01 |
| Credit Suisse Services USA | Exempt Non-Officer | $92k | I | New York, NY | 2016-11-29 | 2017-01-01 |
| Credit Suisse Securities USA | Exempt Non-Officer | $92k | — | New York, NY | 2016-07-11 | 2017-01-03 |
| Credit Suisse Securities USA | Exempt Non-Officer | $92k | — | New York, NY | 2016-03-24 | 2016-09-16 |
| Credit Suisse Securities USA | Exempt Non-Officer | $91k | I | New York, NY | 2017-02-23 | 2017-08-11 |
| Credit Suisse Securities USA | Exempt Non-Officer | $91k | — | Research Triangle Park, NC | 2016-06-15 | 2016-12-01 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | I | Morrisville, NC | 2023-02-02 | 2023-02-09 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | I | New York, NY | 2022-07-28 | 2022-08-08 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | II | Morrisville, NC | 2022-05-18 | 2022-10-01 |
| Credit Suisse Services USA | Exempt Non-Officer | $90k | I | Morrisville, NC | 2022-03-15 | 2022-05-06 |
| Credit Suisse Services USA | Exempt Non-Officer | $90k | I | Morrisville, NC | 2021-03-26 | 2021-09-03 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | II | Morrisville, NC | 2021-03-01 | 2021-08-20 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | II | New York, NY | 2020-06-26 | 2020-11-13 |
| Credit Suisse Services USA | Exempt Non-Officer | $90k | I | New York, NY | 2020-03-10 | 2020-08-20 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | I | Morrisville, NC | 2020-03-02 | 2020-08-04 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | II | Morrisville, NC | 2019-09-19 | 2019-09-25 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | II | Morrisville, NC | 2019-09-19 | 2019-09-24 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | II | Morrisville, NC | 2019-09-05 | 2019-09-09 |
| Credit Suisse Securities USA | Exempt Non-Officer | $90k | II | Morrisville, NC | 2018-05-16 | 2018-05-21 |
| Credit Suisse Services USA | Exempt Non-Officer | $90k | II | New York, NY | 2018-03-23 | 2018-09-07 |
| Credit Suisse Services USA | Exempt Non-Officer | $90k | I | New York, NY | 2018-03-16 | 2018-09-07 |