| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $95k | I | New York, NY | 2016-10-24 | 2016-10-24 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $98k | II | Research Triangle Park, NC | 2016-10-21 | 2017-02-20 |
| Credit Suisse Securities USA | VICE PRESIDENT | $160k | III | New York, NY | 2016-10-13 | 2016-10-17 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $110k | II | Research Triangle Park, NC | 2016-10-13 | 2016-10-17 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $109k | II | Research Triangle Park, NC | 2016-10-13 | 2016-10-10 |
| Credit Suisse Securities USA | VICE PRESIDENT | $160k | III | New York, NY | 2016-10-07 | 2016-10-31 |
| Credit Suisse Securities USA | VICE PRESIDENT | $145k | — | New York, NY | 2016-09-30 | 2016-10-03 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $110k | — | New York, NY | 2016-09-27 | 2016-10-03 |
| Credit Suisse Securities USA | ASSOCIATE | $160k | — | New York, NY | 2016-09-26 | 2016-10-17 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $91k | — | Research Triangle Park, NC | 2016-09-23 | 2017-02-03 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $117k | — | New York, NY | 2016-09-23 | 2017-03-17 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $108k | — | Research Triangle Park, NC | 2016-09-20 | 2016-09-26 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $140k | — | New York, NY | 2016-09-16 | 2017-02-15 |
| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $93k | — | New York, NY | 2016-09-16 | 2016-12-06 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $115k | — | New York, NY | 2016-09-16 | 2016-10-01 |
| Credit Suisse Securities USA | VICE PRESIDENT | $155k | — | New York, NY | 2016-09-16 | 2016-09-19 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $90k | — | New York, NY | 2016-09-13 | 2016-10-01 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $110k | — | New York, NY | 2016-09-12 | 2016-09-19 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $120k | — | New York, NY | 2016-09-08 | 2017-01-07 |
| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $68k | — | Research Triangle Park, NC | 2016-09-06 | 2016-10-01 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $115k | — | Research Triangle Park, NC | 2016-09-06 | 2016-09-05 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $97k | — | Research Triangle Park, NC | 2016-08-26 | 2016-08-29 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $120k | — | New York, NY | 2016-08-24 | 2016-08-29 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $125k | — | New York, NY | 2016-08-22 | 2016-12-03 |
| Credit Suisse Securities USA | VICE PRESIDENT | $155k | — | New York, NY | 2016-08-10 | 2016-08-15 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $110k | — | New York, NY | 2016-08-10 | 2016-08-15 |
| Credit Suisse Securities USA | VICE PRESIDENT | $120k | — | Research Triangle Park, NC | 2016-08-09 | 2016-08-15 |
| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $83k | — | Research Triangle Park, NC | 2016-08-09 | 2016-08-15 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $155k | — | New York, NY | 2016-08-05 | 2016-08-05 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $112k | — | New York, NY | 2016-08-05 | 2016-12-11 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $95k | — | Research Triangle Park, NC | 2016-07-27 | 2016-08-01 |
| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $100k | — | New York, NY | 2016-07-23 | 2016-11-04 |
| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $80k | — | New York, NY | 2016-07-23 | 2016-10-01 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $85k | — | New York, NY | 2016-07-21 | 2016-12-05 |
| Credit Suisse Securities USA | ASSOCIATE | $160k | — | New York, NY | 2016-07-21 | 2016-11-01 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $111k | — | Research Triangle Park, NC | 2016-07-18 | 2016-10-01 |
| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $95k | — | Research Triange Park, NC | 2016-07-15 | 2016-12-06 |
| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $92k | — | New York, NY | 2016-07-11 | 2017-01-03 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $136k | — | New York, NY | 2016-07-07 | 2016-10-01 |
| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $93k | — | Research Triangle Park, NC | 2016-06-30 | 2016-10-21 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $125k | — | New York, NY | 2016-06-29 | 2016-09-06 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $88k | — | Research Triangle Park, NC | 2016-06-28 | 2016-12-06 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $115k | — | New York, NY | 2016-06-27 | 2016-06-27 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $120k | — | New York, NY | 2016-06-22 | 2016-12-16 |
| Credit Suisse Securities USA | VICE PRESIDENT | $145k | — | New York, NY | 2016-06-20 | 2016-09-08 |
| Credit Suisse Securities USA | EXEMPT NON-OFFICER | $75k | — | New York, NY | 2016-06-20 | 2016-10-01 |
| Credit Suisse Securities USA | VICE PRESIDENT | $150k | — | New York, NY | 2016-06-17 | 2016-06-20 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $120k | — | New York, NY | 2016-06-16 | 2016-09-10 |
| Credit Suisse Securities USA | ASSOCIATE | $200k | — | New York, NY | 2016-06-16 | 2016-08-07 |
| Credit Suisse Securities USA | ASSISTANT VICE PRESIDENT | $123k | — | New York, NY | 2016-06-15 | 2016-10-01 |